Financial planning advice is regulated primarily through the Corporations Act 2001 (and associated regulations). It is a requirement of financial services licence holders (like Waterfall Way Associates) to provide a document that explains the services that are offered and how they operate. We are also obligated to explain how complaints are handled and any existing or potential conflicts of interest may affect the services we provide. This document is called a Financial Services Guide.
|
|
Financial Services Guide |
|
Copyright © 2012. All Rights Reserved. Site by Dynamic Web Solutions |
|